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SEC announces settled charges against three investment adviser reps

The Securities and Exchange Commission (SEC) today announced settled charges against investment adviser representatives Tamir Shabat, Danny Z. Spiegel, and Joseph J. Orlando, Jr. for acting as unregistered brokers in selling membership interests in LLCs that purported to invest in shares of pre-IPO companies. The SEC also announced settled charges against VCP Financial LLC stemming […]

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Changes coming to Audit & Finance Committee

Photo by John Flynn Tuesday, January 14, 2025 by Jo Clifton With the retirement of City Council members Alison Alter and Leslie Pool, who served as the chair and vice chair, respectively, of the Council Audit & Finance Committee, as well as Council Member Mackenzie Kelly, who served on the committee, Mayor Kirk Watson has […]

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Investors Add $18B to ETFs Despite Rocky Week for Markets — TradingView News

Investors added $17.7 billion to U.S.-listed exchange-traded funds during the week ending Friday, Jan. 10 despite choppiness in financial markets. Year-to-date inflows ticked up to more than $27 billion—a respectable start to 2025, but far off the pace of 2024’s record $1.1 trillion of inflows.  In terms of asset classes, U.S. fixed income ETFs saw […]

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Renn fund CEO Murray Stahl acquires $2,949 in common stock By Investing.com

Murray Stahl, the President and CEO of RENN Fund, Inc. (NYSE:RCG), recently acquired additional shares of the company’s common stock. According to a filing with the Securities and Exchange Commission, Stahl purchased a total of 1,194 shares of RENN Fund common stock on January 10, 2025. The shares were bought at a price of $2.47 […]

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Investment Consultancy bfinance Launches Private Markets Service

Operating across the globe, the UK-headquartered firm, which specialises in investment manager research and selection, is pushing further into the private markets area. Independent global investment consultancy, bfinance, has launched bfinance Access, a new service helping wealth managers to deliver customised private markets investment solutions to clients. The new offering combines institutional expertise and […]

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This Financial Choice Will Define Your 2025, According to Jade Warshaw

BartekSzewczyk / iStock/Getty Images It’s a new year, new you, new money goals… right? Hopefully that’s the case, but personal finance guru and social media influencer Jade Warshaw knows better. While the ball might have dropped on the New Year‘s clock, Warshaw is already seeing how people are dropping the ball on their financial goals […]

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XRP ETF ‘Very Soon’ Says Ripple President, Could XRP Price Soar To $4.50? – Blockchain News, Opinion, TV and Jobs

There are so many rumours across the cryptocurrency industry about an upcoming XRP ETF, which the President of Ripple mentioned might be launched “very soon.” This has led to questions about whether the XRP price could be as high as $4.50, increasing the focus on XRP price prediction. In this fast-changing strategy of Ripple comes […]

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Malaysia expects surge of Chinese investment, economy minister says – Financial Times

Malaysia expects surge of Chinese investment, economy minister says  Financial Times Read the full article…

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AWS Launches Infrastructure Region in APAC, Plans US$5 Billion Thailand Investment

Amazon Web Services, Inc. (AWS), an Amazon.com, Inc. company (NASDAQ: AMZN), recently announced the launch of the AWS Asia Pacific (Thailand) Region. Now, developers, startups, entrepreneurs, and enterprises, as well as government, education, and nonprofit organizations, will have greater choice for running their applications and serving end users from AWS data centers located in Thailand. […]

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Top 3 tips for job seekers from a LinkedIn career expert

LinkedIn career expert Andrew McCaskill joins Brad Smith on Wealth to share his top tips for job seekers. “You are not going to get a job in this economy through osmosis. So you’ve got to have a game plan,” McCaskill tells Yahoo Finance. “Number one, identify your transferable skills. Switching industries is not starting over. […]

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